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Securities regulation in the United States
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#	Item
671	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-28 16:46:05 Financial services 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission Securities regulation in the United States Financial adviser Economics Pension Investment Financial economics Finance
672	February 27, 2012 VIA EMAIL Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Add to Reading List Source URL: www.managedfunds.org Language: English United States securities law United States Securities and Exchange Commission 73rd United States Congress Financial services Regulation D Hedge fund Securities regulation in the United States U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Financial economics Investment Finance
673	Microsoft Word - Fast Take Dodd-Frank Impact on Asset Management Firms v3 Add to Reading List Source URL: www.pwc.ch Language: English - Date: 2013-09-16 01:48:58 Investment Systemic risk Financial services Hedge fund Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor U.S. Securities and Exchange Commission Financial adviser Securities regulation in the United States Financial economics Economics Finance
674	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]February 4, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-02-04 09:36:30 Finance Financial regulation Investment Financial adviser Business U.S. Securities and Exchange Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Securities regulation in the United States Registered Investment Advisor Financial economics 76th United States Congress Investment Advisers Act
675	ICMA response to ESMA Consultation Paper on draft technical standards on the Market Abuse Regulation Add to Reading List Source URL: www.isma.org Language: English Economics United States securities law ICMA 73rd United States Congress United States Securities and Exchange Commission Markets in Financial Instruments Directive Securities Act Insider trading Security Stock market Financial system Financial economics
676	LAPD Acquisition Inc; William A. Goldstein and Marc E. Bercoon Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-09-17 15:28:37 Stock market United States securities law 73rd United States Congress United States Securities and Exchange Commission Securities regulation in the United States Securities Exchange Act Securities offering Stock exchange Private placement Financial economics Finance Investment
677	Par Three Financial, Inc., and Melvin D. Ruth Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-08-25 17:21:05 Securities regulation in the United States Financial economics Madoff investment scandal Investment Business Securities Confidence tricksters Charles Ponzi Security
678	I 113TH CONGRESS 1ST SESSION H. R. 2767 Add to Reading List Source URL: www.sfindustry.org Language: English - Date: 2014-08-22 11:42:43 111th United States Congress Dodd–Frank Wall Street Reform and Consumer Protection Act Systemic risk Fannie Mae Federal Home Loan Banks Securities regulation in the United States Economy of the United States Housing and Economic Recovery Act Financial regulation United States federal banking legislation Mortgage industry of the United States 110th United States Congress
679	#..SEC-8 System name: Proxy Soliciting Material Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of[removed]System location: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:07:33 Stock market Government SEC filings 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities and Exchange Commission United States securities law Financial regulation Financial economics
680	UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE, et al., Plaintiffs, v. Add to Reading List Source URL: www.ici.org Language: English Financial system Commodity Futures Modernization Act Commodity Pool Operator Commodity Futures Trading Commission Commodity pool Commodity Exchange Act Securities regulation in the United States National Futures Association Commodity market Commodities market Financial economics Finance

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